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The awareness on money laundering is increasing due to FinCEN files. The proper steps to KYC/AML are necessary more than ever, especially in increase in remote working environment. 


Global awareness and issue
What’s the process for front line defences against money laundering? 

  • KYC
  • Ongoing monitoring
  • Transaction monitoring
  • Wake of FinCEN files
  • How to perform sufficient KYC/AML to avoid money laundering

  • FinCEN Files
  • KYC process (CIP, Watchlist Screening, Biometric, CDD, Negative News)
  • AML (transaction monitoring and case management)

This webinar would explain on FinCEN files and how to avoid money laundering as an intermediary. 

  • Who worked on FinCEN files investigation? Was it leak? 
  • What is SAR? And how it’s through to banks? 
  • What’s in the file? 
  • What did investigation reveal? 
  • Why should I care?

  • Chief Compliance Officer
  • Director of Compliance 
  • VP of Compliance
  • KYC and AML
  • Head of AML
  • Compliance Consultant

Kumiko Takeshita is an enterprise ethic, compliance and risk executive for over 14 years of banking and broker dealer experience - working with multiple regulators based on jurisdictions and coordinated to work on enhancing KYC process with AI.

View all trainings by this speaker

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