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Speaker Profile: Thomas Nollner


Thomas Nollner

Thomas E Nollner has more than 35 years of experience in financial institution supervision and consulting. Mr. Nollner spent 30 years as a National Bank Examiner for the Comptroller of the Currency where he was a safety and soundness examiner and a compliance examiner. As a safety and soundness examiner he examined national banks for capital adequacy, asset quality, management issues, earnings concerns, and liquidity funding. As a compliance examiner, he examined national banks for compliance with consumer laws and regulations such as the Truth-in-Lending Act, the Real Estate Settlement Procedures Act, the Flood Disaster Protection Act, the Community Reinvestment Act, and AML/CFT laws and regulations. His specialty was as an AML/CFT examiner, where he analyzed a bank’s AML/CFT program to ensure that it complied with applicable banking laws, rules, and regulations; he reviewed the bank’s suspicious transactions identification, monitoring, and reporting process; he traced proceeds and transactions through several layers of activity; and, he reviewed a bank’s processes and procedures to determine root causes of AML/CFT program weaknesses. Mr. Nollner currently works as a consultant for the Office of Technical Assistance (OTA), a branch of the U.S. Treasury that assists developing countries with banking issues. Mr. Nollner is assigned to the Economic Crimes Team that focused on training, assisting, and mentoring the staffs of the financial regulatory departments and financial intelligence units of various countries regarding AML/CFT compliance. In this capacity, he worked in countries such as Afghanistan, Iraq, Turkmenistan, Viet Nam, Honduras, Guatemala, Guyana, Suriname, and Argentina developing AML/CFT examination procedures, providing AML/CFT training and mentoring, and updating local AML/CFT laws and regulations.

Live Webinar

By: Thomas Nollner

March 10, 2021

Emerging Technology related to E-Signature, E-CDD, and E-Disclosures

Learn the latest trends in emerging technology related to electronic information gathering and how this new technology affects KYC and CDD/EDD information gathering and verification. This training…

Industry: Banking and Finance   Duration: 60 Minutes   Time: 10:00 AM PST | 01:00 PM EST

Recorded Session

By: Thomas Nollner

Recorded Session

How To Identify & Monitor Your High Risk Customers

High-risk customer reviews have been a requirement since the first FFIEC Examination Manual was published in 2005. Recent guidance for Customer Due Diligence/Enhanced Due Diligence (CDD/EDD) furth…

Industry: Banking and Finance   Duration: 60 Minutes  

By: Thomas Nollner

Recorded Session

BSA/AML Contextual Awareness of High Risk Customers

This presentation will provide the practical steps to enable your institution to meet both the letter and spirit of the law and regulation. Learning from real-world audit issues, the presentation …

Industry: Banking and Finance   Duration: 60 Minutes  

By: Thomas Nollner

Recorded Session

Emerging Technology Related To E-Signatures, E-Verification, And E-Cdd

In recent years the increased use of electronic means to obtain customer signatures, to conduct verifications of customer information, and to conduct overall customer due diligence has posed probl…

Industry: Banking and Finance   Duration: 60 Minutes  

By: Thomas Nollner

Recorded Session

Teaching your Front-line How to Ask BSA Questions

This Bank Secrecy Act (BSA) training program will explain how to train your front line staff to ask BSA questions. It will cover Currency Transaction Reports (CTR), Monetary Instrument Log, Suspic…

Industry: Banking and Finance   Duration: 60 Minutes